Sean Flatley (CRD# 4118232) is an Investment Advisor Representative working at Sterling Investment Advisors Ltd. in Berwyn, PA and has over 24 years of experience in the finance industry. Sean Flatley has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6279325
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 6691058
Vanguard Advisers, Inc.
CRD# 2432429
Avantax Advisory Services
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany, NY | Apr 2011 - Current | 13 |
| Sterling Investment Advisors Ltd. | Berwyn, PA | Feb 2000 - Current | 24 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Feb 2000 |
- PA
- TX
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Total Assets Under Management746MILLIONS
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Total Number of Accounts1,391ACCOUNTS
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Average Account Value$536,149
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
CA, CT, DE, FL, MA, MD, NE, NH, NJ, NY, PA, SC, TX, VA
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