Charles Smith, financial advisor Birmingham AL

Charles Smith

CRD Number: 4452304
Current Firm: The Welch Group, LLC

Charles Smith (CRD# 4452304) is an Investment Advisor Representative working at The Welch Group, LLC in Birmingham, AL and has over 22 years of experience in the finance industry. Charles Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
The Welch Group Birmingham, AL Feb 2002 - Current 22
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2001
Contact Info for Charles H. Smith
Phone Number: 205-879-5001
Registered State(s):
  • AL
  • LA
  • TX
By the Numbers
  • Total Assets Under Management
    2,760
    MILLIONS
  • Total Number of Accounts
    3,957
    ACCOUNTS
  • Average Account Value
    $697,443
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AL, CA, FL, GA, LA, MO, MS, NC, NY, PA, SC, TN, TX, VA

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