Nick Hoffmann (CRD# 2114796) is an Investment Advisor Representative working at Founders Financial Securities, LLC in Bixby, OK and has over 31 years of experience in the finance industry.
CRD# 6235413
J M Brown Financial Partners
CRD# 1705506
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 5247721
The Advisory Resource Group, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Founders Financial Securities LLC | Towson, MD | Nov 2022 - Current | 1 |
| Lpl Financial, LLC | Bixby, OK | Feb 2009 - Nov 2022 | 13 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1992 |
| S65 | NASAA Investment Advisors Law Examination | Jan 1999 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- OK
- TX
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Total Assets Under Management2,909MILLIONS
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Total Number of Accounts18,269ACCOUNTS
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Average Account Value$159,230
- A percentage of assets under your management
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