John Dubose (CRD# 2503746) is an Investment Advisor Representative working at Ashton Thomas Private Wealth in Bozeman, MT and has over 29 years of experience in the finance industry. John Dubose has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2499954
Professional Financial Management, Inc.
CRD# 6161910
Lpl Financial LLC
CRD# 2941064
Stifel, Nicolaus & Company, Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| M.s. Howells & Co | Scottsdale, AZ | Nov 2019 - Current | 4 |
| Ashton Thomas Insurance Agency | Scottsdale, AZ | Oct 2019 - Current | 4 |
| Ashton Thomas Private Wealth | Scottsdale, AZ | Oct 2015 - Current | 8 |
| Wells Fargo Clearing Services, LLC | Bozeman, MT | Nov 2016 - Oct 2019 | 2 |
| Wells Fargo Advisors, LLC | Bozeman, MT | Dec 2011 - Nov 2016 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1994 |
| S65 | NASAA Investment Advisors Law Examination | Aug 1994 |
- AZ
- FL
- GA
- MT
- SC
- TX
-
Total Assets Under Management2,892MILLIONS
-
Total Number of Accounts5,334ACCOUNTS
-
Average Account Value$542,104
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other
AL, AR, AZ, CA, CO, CT, FL, GA, ID, IL, LA, MA, MD, MI, MN, MO, MT, NC, NE, NJ, NM, NV, NY, OH, OR, SC, TX, UT, VA, WA, WI, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.