Kristen Ellis (CRD# 6252615) is an Investment Advisor Representative working at Pnc Capital Advisors LLC in Charlotte, NC and has over 10 years of experience in the finance industry.
CRD# 5182920
Moore Investment Partners, LLC
CRD# 862387
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2867492
Defender Capital
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Pnc Capital Markets, LLC | Pittsburgh, PA | Jan 2021 - Current | 3 |
| Pnc Bank | Pittsburgh, PA | Jan 2021 - Current | 3 |
| Pnc Capital Advisors, LLC | Baltimore, MD | Jan 2021 - Current | 3 |
| Newport Group, Inc. | Walnut Creek, CA | May 2019 - Nov 2020 | 1 |
| Newport Group Securities, Inc. | Lake Mary, FL | May 2019 - Nov 2020 | 1 |
| Pnc Funds Distributor, LLC | Charlotte, NC | Dec 2013 - May 2019 | 5 |
| Pnc Capital Advisors, LLC | Charlotte, NC | Jun 2013 - May 2019 | 5 |
| Pnc Institutional Investments | Charlotte, NC | Aug 2012 - May 2019 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Apr 2014 |
- NC
-
Total Assets Under Management37,702MILLIONS
-
Total Number of Accounts516ACCOUNTS
-
Average Account Value$73,065,628
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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