Usha Cervantes (CRD# 4549521) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Rancho Cucamonga, CA and has over 13 years of experience in the finance industry.
CRD# 2513561
Householder Group Estate & Retirement Specialists
CRD# 1622075
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 5480138
Safeguard Investment Advisory Group, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lochytocker Inc. | Covina, CA | May 2023 - Current | 1 |
| Rental Property | Pomona, CA | Dec 2019 - Current | 4 |
| Transamerica Financial Advisors, Inc. | Rancho Cucamonga, CA | Oct 2014 - Current | 9 |
| Wfgia | Rancho Cucamonga, CA | Aug 2014 - Current | 9 |
| Notary Public | Covina, CA | Apr 2009 - Mar 2023 | 13 |
| Sharma Karma | Covina, CA | Feb 2015 - Feb 2016 | 1 |
| Aaron P Sharma & Assoc Inc. | Covina, CA | Jan 2004 - Feb 2016 | 12 |
| Royal Alliance Associates | Redlands, CA | Jun 2011 - Sep 2014 | 3 |
| Royal Alliance | Los Angeles, CA | Jan 2009 - Aug 2014 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 2010 |
| S65 | NASAA Investment Advisors Law Examination | May 2014 |
- CA
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Total Assets Under Management1,619MILLIONS
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Total Number of Accounts45,001ACCOUNTS
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Average Account Value$35,987
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
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