Pamela Groom (CRD# 2870233) is an Investment Advisor Representative working at Raymond James & Associates, Inc. in Coconut Grove, FL and has over 27 years of experience in the finance industry.
CRD# 4581254
Ubs Financial Services Inc.
CRD# 5136712
Kawa Capital Management, Inc.
CRD# 2705358
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Raymond James & Associates, Inc. | Coconut Grove, FL | Oct 2022 - Current | 1 |
| Raymond James & Associates, Inc. | St. Petersburg, FL | Jun 2019 - Oct 2022 | 3 |
| J.p. Morgan Securities LLC | Miami, FL | Jul 2015 - Jun 2019 | 3 |
| Jpmorgan Chase Bank Na | Miami, FL | Jul 2015 - Jun 2019 | 3 |
| Ubs Financial Services Inc. | Miami, FL | Jan 2010 - Jul 2015 | 5 |
| Ubs International | Miami, FL | Apr 2007 - Jul 2015 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 1997 |
- FL
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Total Assets Under Management350,042MILLIONS
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Total Number of Accounts992,551ACCOUNTS
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Average Account Value$352,669
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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