Diron Tappin, financial advisor Columbus OH

Diron Tappin

CRD Number: 4415868
Current Firm: Tcp Asset Management, LLC

Diron Tappin (CRD# 4415868) is an Investment Advisor Representative working at Tcp Asset Management, LLC in Columbus, OH and has over 12 years of experience in the finance industry.

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Company Name Location Dates Years
Diron Tappin Phoenix, AZ Oct 2021 - Current 2
Tcp Asset Management Phoenix, AZ Aug 2021 - Current 2
Tcp Asset Management, LLC Phoenix, AZ Aug 2021 - Current 2
United Planners Financial Services Scottsdale, AZ Aug 2021 - Current 2
Golden Clouds LLC Scottsdale, AZ Jul 2018 - Current 5
Scottsdale Unified School District Scottsdale, AZ Jan 2018 - Current 6
Foreside Financial Group Scottsdale, AZ Jan 2019 - Aug 2021 2
Foreside Fund Services, LLC Scottsdale, AZ Jan 2019 - Aug 2021 2
Foreside Fund Services LLC Portland, OR Jan 2019 - Aug 2021 2
Scura Paley Securities, LLC New York, NY Feb 2018 - Nov 2018 < 1
O'shares Etfs Boston, MA Sep 2015 - Nov 2018 3
O'shares Investments Scottsdale, AZ Sep 2015 - Feb 2016 < 1
Foreside Fund Services Scottsdale, AZ Sep 2015 - Feb 2016 < 1
Ms Howells & Co Scottsdale, AZ Aug 2012 - Aug 2015 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2011
S65 NASAA Investment Advisors Law Examination Sep 2021
Contact Info for Diron Tappin
Phone Number: 614-761-9378
Firm Website: https://tcpasset.com
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
    642
    MILLIONS
  • Total Number of Accounts
    3,634
    ACCOUNTS
  • Average Account Value
    $176,607
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AZ, CA, CO, CT, FL, GA, IL, IN, KY, LA, MA, MD, MI, MO, NC, NE, NH, NY, OH, PA, SC, TN, TX, VA, WA, WV, WY

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