David Chwalek (CRD# 2159441) is an Investment Advisor Representative working at Lpl Financial LLC in Concord, MA and has over 31 years of experience in the finance industry.
CRD# 2086353
Fidelity Personal And Workplace Advisors
CRD# 5046672
Lido
CRD# 1388001
Tcg Wealth Management
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial, LLC | Concord, MA | Apr 2021 - Current | 3 |
| Senes & Chwalek Financial Advisors | Concord, MA | Mar 2011 - Current | 13 |
| Voya Financial Advisors | Concord, MA | Oct 2015 - Apr 2021 | 5 |
| Investors Capital Corporation | Lynnfield, MA | Jan 2001 - Oct 2015 | 14 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1992 |
| S65 | NASAA Investment Advisors Law Examination | Aug 2001 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- MA
- TX
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
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