Christopher Janota (CRD# 5161106) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Crown Point, IN and has over 12 years of experience in the finance industry.
CRD# 4320235
Edward Jones
CRD# 6691750
Ameriprise Financial Services, LLC
CRD# 4849315
Captrust
Company Name | Location | Dates | Years |
---|---|---|---|
Cambridge Investment Research, Inc. | Fairfield, IA | Jan 2019 - Current | 5 |
Cambridge Investment Research Advisors, Inc. | Fairfield, IA | Jan 2019 - Current | 5 |
Envoy Wealth Management LLC | Whiting, IN | Oct 2017 - Current | 6 |
Cetera Advisors LLC | Denver, CO | Oct 2016 - Dec 2018 | 2 |
Thiernau Financial Services, Inc. | Dyer, IN | Jan 2017 - Jul 2017 | < 1 |
Investors Capital Corporation | Lynnfield, MA | Jun 2015 - Oct 2016 | 1 |
Parkland Securities | Ann Arbor, MI | Mar 2015 - Jun 2015 | < 1 |
Securities Management & Research, Inc. | Marion, IA | Sep 2014 - Mar 2015 | < 1 |
Lasalle St Securities, LLC | Frankfort, IL | May 2011 - Sep 2014 | 3 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Oct 2011 |
S66 | NASAA Uniform Combined State Law Examination | Mar 2017 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IN
- TX
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Total Assets Under Management87,369MILLIONS
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Total Number of Accounts448,526ACCOUNTS
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Average Account Value$194,791
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Market timing services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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