Sagen Augustin (CRD# 5798064) is an Investment Advisor Representative working at Lasalle St. Investment Advisors, LLC in Elmhurst, IL and has over 14 years of experience in the finance industry. Sagen Augustin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6683358
Neuberger Berman Bd LLC
CRD# 4685977
First Trust Advisors LP
CRD# 5709744
Kestra Advisory Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lasalle St. Securities, LLC | Elmhurst, IL | Feb 2022 - Current | 2 |
| Lasalle St. Investment Advisors, LLC | Elmhurst, IL | Feb 2022 - Current | 2 |
| Union Financial, Inc. | Bonita Springs, FL | Sep 2021 - Feb 2022 | < 1 |
| Summers Wealth Management | Bonita Springs, FL | Nov 2020 - Feb 2022 | 1 |
| Principal Securities Inc. | Bonita Springs, FL | Mar 2016 - Feb 2022 | 5 |
| Principal Life Ins Co | Naples, FL | Feb 2014 - Feb 2022 | 8 |
| Princor Financial Services Corp | Naples, FL | Feb 2014 - Mar 2016 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 2012 |
| S65 | NASAA Investment Advisors Law Examination | Apr 2010 |
- AL
- CO
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- NC
- OH
- PA
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Total Assets Under Management3,475MILLIONS
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Total Number of Accounts10,422ACCOUNTS
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Average Account Value$333,432
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, WA, WI, WV
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