Thomas Desroches (CRD# 6450958) is an Investment Advisor Representative working at Planmember Securities Corporation in Farmingville, NY and has over 7 years of experience in the finance industry.
CRD# 5473273
American Portfolios Advisors, Inc.
CRD# 1483428
Abbington Investment Group, LLC
CRD# 4658014
Northwestern Mutual Investment Services,llc
Company Name | Location | Dates | Years |
---|---|---|---|
Planmember Securities Corporation | Carpinteria, CA | May 2020 - Current | 4 |
Mutual Inc. | Farmingville, NY | May 2020 - Current | 4 |
Stew Leonard's Grocery Store | Farmingdale, NY | Mar 2020 - Current | 4 |
Thomas Desroches (self Employed) | Seaford, NY | Jan 2019 - Current | 5 |
Programs 4 All Kids | Wantagh, NY | Jun 2013 - Current | 11 |
Pruco Securities, LLC | Uniondale, NY | Aug 2017 - May 2020 | 2 |
The Prudential Insurance Company Of America | Uniondale, NY | Aug 2017 - May 2020 | 2 |
Axa Advisors,llc | New York, NY | Mar 2017 - Jun 2017 | < 1 |
Gemini Fund Services LLC | Hauppauge, NY | Feb 2015 - Feb 2017 | 2 |
Broadridge Financial Services | Edgewood, NY | Oct 2014 - Feb 2015 | < 1 |
Davis Vision | Levittown, NY | Jul 2013 - Oct 2014 | 1 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | May 2017 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NY
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Total Assets Under Management8,276MILLIONS
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Total Number of Accounts69,347ACCOUNTS
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Average Account Value$119,336
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