John Farrell (CRD# 5573226) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Fort Worth, TX and has over 12 years of experience in the finance industry.
CRD# 2785474
Osaic Wealth, Inc.
CRD# 4638076
Fidelity Personal And Workplace Advisors
CRD# 4300223
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ubs Financial Services Inc. | Fort Worth, TX | Apr 2021 - Current | 3 |
| J.p. Morgan Securities LLC | Fort Worth, TX | Jul 2011 - Apr 2021 | 9 |
| Jpmorgan Chase Bank Na | Fort Worth, TX | Jul 2011 - Apr 2021 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2011 |
| S66 | NASAA Uniform Combined State Law Examination | Mar 2021 |
- TX
-
Total Assets Under Management702,387MILLIONS
-
Total Number of Accounts1,093,486ACCOUNTS
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Average Account Value$642,338
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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