Benjamin Barning (CRD# 6955955) is an Investment Advisor Representative working at Sound Income Strategies, LLC in Fort Lauderdale, FL and has over 5 years of experience in the finance industry.
CRD# 5103840
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2908011
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2882255
Esi Financial Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Sound Income Strategies | Fort Lauderdale, FL | Jan 2020 - Current | 4 |
| Scranton Financial Group | Westbrook, CT | Dec 2019 - Jun 2022 | 2 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New London, CT | May 2018 - Oct 2019 | 1 |
| Bank Of America, N.a. | New London, CT | May 2018 - Oct 2019 | 1 |
| Dime Bank | Norwich, CT | May 2008 - May 2018 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 2018 |
- CT
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Total Assets Under Management2,669MILLIONS
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Total Number of Accounts20,938ACCOUNTS
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Average Account Value$127,465
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Educational seminars/workshops
AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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