Kimberly Tobias (CRD# 3195519) is an Investment Advisor Representative working at U.s. Bancorp Investments, Inc. in Fox Lake, IL and has over 25 years of experience in the finance industry.
CRD# 5875696
Charles Schwab & Company, Inc.
CRD# 6971377
Edward Jones
CRD# 5706154
J.p. Morgan Securities LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| U.s. Bancorp Investments, Inc. | Fox Lake, IL | May 2018 - Current | 6 |
| U.s. Bancorp Investments, Inc. | Fox Lake, IL | Sep 2005 - May 2018 | 12 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 1999 |
| S65 | NASAA Investment Advisors Law Examination | Jun 2010 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IL
- WI
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Total Assets Under Management15,875MILLIONS
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Total Number of Accounts60,028ACCOUNTS
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Average Account Value$264,455
- A percentage of assets under your management
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
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