Mark Stephens, financial advisor Rockford MI

Mark Stephens

CRD Number: 4498919
Current Firm: Lpl Financial LLC

Mark Stephens (CRD# 4498919) is an Investment Advisor Representative working at Lpl Financial LLC in Rockford, MI and has over 22 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Rockford, MI Jul 2021 - Current 2
Business Network International Rockford, MI Oct 2017 - Jul 2021 3
Mark Stephens, LLC Rockford, MI Apr 2012 - Jul 2021 9
Mark Stephens - Pitching Instructor Rockford, MI Jan 2012 - Jul 2021 9
Various Insurance Carriers For W & R Insurance Agencies Rockford, MI Apr 2002 - Jul 2021 19
Waddell & Reed, Inc. Rockford, MI Jan 2002 - Jul 2021 19
Michigan Dental Association Foundation Okemos, MI Jul 2006 - May 2015 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2002
S65 NASAA Investment Advisors Law Examination Nov 2003
Contact Info for Mark J. Stephens
Phone Number: 704-733-3300
Registered State(s):
  • MI
  • TX
By the Numbers
  • Total Assets Under Management
    368,019
    MILLIONS
  • Total Number of Accounts
    1,688,501
    ACCOUNTS
  • Average Account Value
    $217,956
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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