Leo Cunningham (CRD# 4702201) is an Investment Advisor Representative working at Main Street Financial in Harrison, NY and has over 20 years of experience in the finance industry. Leo Cunningham has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5834533
Charles Schwab & Company, Inc.
CRD# 5837317
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 6659847
Rockefeller Capital Management
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Main Street Financial | Mount Kisco, NY | Aug 2011 - Current | 12 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Dec 2003 |
- NY
- TX
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Total Assets Under Management59MILLIONS
-
Total Number of Accounts257ACCOUNTS
-
Average Account Value$228,220
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
CT, FL, NY, TX
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