Kim Emperato (CRD# 4498909) is an Investment Advisor Representative working at Lpl Financial LLC in Jordan, NY and has over 13 years of experience in the finance industry.
CRD# 3238878
Ameriprise Financial Services, LLC
CRD# 5091095
Ameriprise Financial Services, LLC
CRD# 6121933
Rialto Wealth Management
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial, LLC | Auburn, NY | May 2018 - Current | 6 |
| Lyons National Bank | Auburn, NY | May 2018 - Current | 6 |
| H.d. Vest Advisory Services | Auburn, NY | Jul 2011 - May 2018 | 6 |
| H.d. Vest Investment Services | Auburn, NY | Jun 2010 - May 2018 | 7 |
| Daniel R. Cuddy, Cpa | Auburn, NY | Jan 2002 - May 2018 | 16 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2010 |
- NY
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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