Richard Garcia (CRD# 1513122) is an Investment Advisor Representative working at Lpl Financial LLC in Lewiston, ME and has over 15 years of experience in the finance industry.
CRD# 4109168
Freedom Wealth Advisors, LLC
CRD# 2114760
Tesseract Partners
CRD# 2301209
Maine Advisory Associates
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial, LLC | Lewiston, ME | Jan 2015 - Current | 9 |
| Backriver Financial Group | Farmingdale, ME | Nov 2013 - Jul 2020 | 6 |
| The Patriot Financial Group | Lewiston, ME | Mar 2015 - Jun 2018 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 2008 |
| S65 | NASAA Investment Advisors Law Examination | Nov 2009 |
| S66 | NASAA Uniform Combined State Law Examination | Jan 2015 |
- ME
- TX
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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