CRD# 4301372
State Farm Investment Management Corp.
CRD# 4094448
Ameriprise Financial Services, LLC
CRD# 4586809
Cetera Investment Advisers LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| The Raffin Group, LLC | Los Altos Hills, CA | Sep 2020 - Current | 3 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York, NY | Jan 2016 - Sep 2020 | 4 |
| Lampert Capital Markets | New York, NY | Oct 2014 - Dec 2015 | 1 |
| Mcgill University | Montreal, Quebec, | Jan 2014 - Apr 2015 | 1 |
| Unemployed | Los Altos Hills, CA | Jun 2014 - Oct 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Mar 2016 |
| S63 | Uniform Securities State Law Examination | Apr 2015 |
- CA
- NJ
- NY
- TX
-
Total Assets Under Management15MILLIONS
-
Total Number of Accounts99ACCOUNTS
-
Average Account Value$153,380
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
CA, NJ, NY, TX
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