Theresa Spath (CRD# 2554263) is an Investment Advisor Representative working at Zuma Wealth LLC in Malibu, CA and has 1 year of experience in the finance industry. Theresa Spath has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2485305
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 5619105
Ubs Financial Services Inc.
CRD# 2505282
Merrill Lynch, Pierce, Fenner & Smith Incorporated
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
The CFA is the gold standard for financial professionals who analyze securities. CFAs focus on portfolio construction and investment selection.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Zuma Wealth LLC | Malibu, CA | Dec 2020 - Current | 3 |
| Sierra Investment Management Inc. | Santa Monica, CA | Aug 2015 - Current | 8 |
| Mercer Advisors Inc. | Scottsdale, AL | Sep 2011 - Aug 2015 | 3 |
- CA
-
Total Assets Under Management33MILLIONS
-
Total Number of Accounts27ACCOUNTS
-
Average Account Value$1,212,478
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
CA
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