Frank Troise (CRD# 2417914) is an Investment Advisor Representative working at Soho Financial Services LLC in Montecito, CA and has over 25 years of experience in the finance industry.
CRD# 5656946
The Lynd Group Advisors, LLC
CRD# 4850609
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4851789
Lincoln Financial Advisors Corporation
Company Name | Location | Dates | Years |
---|---|---|---|
Soho Asset Management, LLC | Montecito, CA | Sep 2007 - Current | 16 |
Soho Financial Services LLC | Managing Member, CA | Nov 2006 - Current | 17 |
Soho Capital LLC | Montecito, CA | Jan 1997 - Current | 27 |
Exam Code | Name | Passed Date |
---|---|---|
S65 | NASAA Investment Advisors Law Examination | May 2003 |
S66 | NASAA Uniform Combined State Law Examination | Nov 1998 |
- CA
-
Total Assets Under Management1MILLIONS
-
Total Number of Accounts2ACCOUNTS
-
Average Account Value$650,000
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other
CA
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