Stephen Farinacci (CRD# 2342862) is an Investment Advisor Representative working at Flagstar Advisors, Inc. in New York, NY and has over 30 years of experience in the finance industry.
CRD# 2963357
Hsbc Securities (usa) Inc.
CRD# 4896689
J.p. Morgan Securities LLC
CRD# 5336896
Cetera Investment Advisers LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Flagstar Advisors/flagstar Bank | New York, NY | Apr 2023 - Current | 1 |
| Signature Securities Group Corp./signature Bank | New York, NY | Jan 2021 - Apr 2023 | 2 |
| Hsbc Bank Usa, N.a. | New York, NY | Aug 2016 - Jan 2021 | 4 |
| Hsbc Securities (usa) Inc. | New York, NY | Apr 2013 - Aug 2016 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 1993 |
| S66 | NASAA Uniform Combined State Law Examination | Sep 2003 |
- NY
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Total Assets Under Management967MILLIONS
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Total Number of Accounts1,588ACCOUNTS
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Average Account Value$608,723
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WI, WV, WY
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