Pamela Broms (CRD# 1242913) is an Investment Advisor Representative working at Hilltop Securities Inc. in Norman, OK and has over 38 years of experience in the finance industry.
CRD# 6301520
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 826012
Cetera Investment Advisers LLC
CRD# 4258404
Epic Wealth Management, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Hilltop Securities Inc. | Norman, OK | Sep 2009 - Current | 14 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 1986 |
| S65 | NASAA Investment Advisors Law Examination | Aug 1997 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AZ
- CO
- OK
- TX
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Total Assets Under Management1,866MILLIONS
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Total Number of Accounts4,546ACCOUNTS
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Average Account Value$410,535
- A percentage of assets under your management
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