Rebecca Mora, financial advisor Palm Beach FL

Rebecca Mora

CRD Number: 862114
Current Firm: Stifel, Nicolaus & Company, Incorporated

Rebecca Mora (CRD# 862114) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Palm Beach, FL and has over 42 years of experience in the finance industry.

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Company Name Location Dates Years
Stifel, Nicolaus & Company, Incorporated Palm Beach, FL Dec 2015 - Current 8
Barclays Capital Inc. Palm Beach, FL Jun 2013 - Current 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1981
S65 NASAA Investment Advisors Law Examination Oct 1993
Contact Info for Rebecca H. Mora
Phone Number: 314-342-2000
Registered State(s):
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
    132,551
    MILLIONS
  • Total Number of Accounts
    334,814
    ACCOUNTS
  • Average Account Value
    $395,894
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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