Stephen Lam (CRD# 4234936) is an Investment Advisor Representative working at Seraphim Capital Management, LLC in Pennsburg, PA and has over 8 years of experience in the finance industry.
CRD# 6316144
Lincoln Financial Advisors Corporation
CRD# 2840166
Independence Square Holdings, LLC
CRD# 4837731
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Seraphim Capital Management | Pennsburg, PA | Jun 2021 - Current | 2 |
| Northwest Nj Associates | Washington, NJ | Feb 2015 - Current | 9 |
| Stephen T. Lam Cpa | Commack, NY | May 2006 - Current | 18 |
| Woodbury Financial Services Inc. | Pennsburg, PA | Nov 2017 - May 2021 | 3 |
| Mid Atlantic Capital Corporation | Pennsburg, PA | Aug 2015 - Nov 2017 | 2 |
| Real Page Inc. | Carrollton, TX | Jul 2011 - May 2015 | 3 |
| Heart To Heart Hospice | Plano, TX | May 2012 - Feb 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 2016 |
- PA
-
Total Assets Under Management49MILLIONS
-
Total Number of Accounts168ACCOUNTS
-
Average Account Value$290,664
- A percentage of assets under your management
- Hourly charges
- Performance-based fees
- Portfolio management for individuals and/or small businesses
CO, NJ, NY, PA
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