Ruddy Arguello, financial advisor Plantation FL

Ruddy Arguello

CRD Number: 5773024
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ruddy Arguello (CRD# 5773024) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Plantation, FL and has over 11 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Boynton Beach, FL Aug 2015 - Current 8
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boynton Beach, FL Aug 2015 - Current 8
Td Bank Miami Shores, FL Jul 2014 - Aug 2015 1
Unemployed Miami, FL Apr 2014 - Jul 2014 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2012
Contact Info for Ruddy A. Arguello
Phone Number: 800-637-7455
Firm Website: http://www.pbig.ml.com
Registered State(s):
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
    1,271,594
    MILLIONS
  • Total Number of Accounts
    2,911,578
    ACCOUNTS
  • Average Account Value
    $436,737
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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