Gregory Dudzik (CRD# 6270935) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Providence, RI and has over 10 years of experience in the finance industry. Gregory Dudzik has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1049525
Fidelity Personal And Workplace Advisors
CRD# 2931681
Lpl Financial LLC
CRD# 6905985
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| City National Bank | Providence, RI | Mar 2021 - Current | 3 |
| Rbc Capital Markets, LLC | Providence, RI | Oct 2020 - Current | 3 |
| Janney Montgomery Scott, LLC | Providence, RI | Jul 2018 - Oct 2020 | 2 |
| Invesco Distributors, Inc. | Houston, TX | Dec 2016 - Jul 2018 | 1 |
| Unemployed | Boston, MA | Aug 2016 - Dec 2016 | < 1 |
| Brighton House Associates | Boston, MA | Jun 2016 - Aug 2016 | < 1 |
| Jackson National Life Distributors LLC | Franklin, TN | Dec 2013 - Jun 2016 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2013 |
| S65 | NASAA Investment Advisors Law Examination | Jan 2017 |
- RI
- TX
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Total Assets Under Management201,264MILLIONS
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Total Number of Accounts451,404ACCOUNTS
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Average Account Value$445,862
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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