Dean Peterson (CRD# 1185754) is an Investment Advisor Representative working at Dean Peterson Capital Management, LLC in Rancho Cordova, CA and has over 40 years of experience in the finance industry.
CRD# 6049685
Edward Jones
CRD# 4510977
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 1491561
Fiduciary Solutions, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Dean Peterson Capital Management, LLC | Rancho Cordova, CA | Jan 2016 - Current | 8 |
| Unemployed | Rancho Cordova, CA | Jul 2015 - Jan 2016 | < 1 |
| Saxony Securities | St Louis, MO | Apr 2003 - Jul 2015 | 12 |
| Franchise Tax Board | Sacramento, CA | Oct 1994 - Dec 2014 | 20 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 1984 |
| S65 | NASAA Investment Advisors Law Examination | Dec 2015 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management5MILLIONS
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Total Number of Accounts12ACCOUNTS
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Average Account Value$384,259
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
CA
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