Richard Johnson (CRD# 5269717) is an Investment Advisor Representative working at Zions Capital Advisors, Inc. in Salt Lake City, UT and has over 17 years of experience in the finance industry.
CRD# 2588720
Prudential Financial Planning Services
CRD# 1801853
Morgan Stanley
CRD# 6291844
The Caprock Group, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Zions Bancorp | Salt Lake City, UT | Dec 2019 - Current | 4 |
| Alpine Securities | Salt Lake City, UT | Apr 2018 - Dec 2019 | 1 |
| Morgan Stanley | South Jordan, UT | Jun 2014 - Apr 2018 | 3 |
| Wells Fargo Advisors LLC | Salt Lake City, UT | Jan 2011 - Jun 2014 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2007 |
| S65 | NASAA Investment Advisors Law Examination | Sep 2010 |
- UT
-
Total Assets Under Management1,816MILLIONS
-
Total Number of Accounts89ACCOUNTS
-
Average Account Value$20,405,444
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for businesses (other than small businesses) or institutional clients
AZ, CA, CO, ID, NV, OR, TX, UT, WA, WY
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