Joseph Pond (CRD# 6255589) is an Investment Advisor Representative working at Cwm, LLC in Kaysville, UT and has over 10 years of experience in the finance industry. Joseph Pond has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 3037835
Rock House Financial
CRD# 2851331
Fidelity Personal And Workplace Advisors
CRD# 1260613
Stratos Wealth Partners, Ltd
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cwm, LLC | Omaha, NE | Jan 2024 - Current | < 1 |
| Ars Investment Advisors, Inc. | Bountiful, UT | May 2018 - Current | 5 |
| Advanced Retirement Strategies | Kaysville, UT | May 2018 - Current | 5 |
| United Planners Financial Services | Scottsdale, AZ | Mar 2019 - Jan 2024 | 4 |
| Allegis Investment Services | Farmington, UT | Mar 2017 - Mar 2019 | 2 |
| Allegis Investment Advisors | Idaho Falls, ID | Mar 2017 - May 2018 | 1 |
| Minnesota Life Insurance Company | St Paul, MN | Oct 2013 - Feb 2017 | 3 |
| Securian Financial | St Paul, MN | Sep 2013 - Feb 2017 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Nov 2013 |
- UT
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Total Assets Under Management26,774MILLIONS
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Total Number of Accounts110,327ACCOUNTS
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Average Account Value$242,682
- A percentage of assets under your management
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