James Cogswell (CRD# 4159200) is an Investment Advisor Representative working at Stillwater Investments in Smithfield, RI and has over 23 years of experience in the finance industry.
CRD# 5430557
Commonwealth Financial Network
CRD# 6335780
Commonwealth Financial Network
CRD# 1049525
Fidelity Personal And Workplace Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Stillwater Investments | Smithfield, RI | Nov 2010 - Current | 13 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 2000 |
| S65 | NASAA Investment Advisors Law Examination | Oct 2005 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- MA
- RI
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Total Assets Under Management4MILLIONS
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Total Number of Accounts11ACCOUNTS
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Average Account Value$327,273
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
MA, RI
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