Regina Leathers (CRD# 6954064) is an Investment Advisor Representative working at Lpl Financial LLC in Tehachapi, CA and has over 5 years of experience in the finance industry.
CRD# 1960365
Edward Jones
CRD# 6117667
First Command Advisory Services
CRD# 1061809
Lincoln Investment
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Visalia, CA | Jul 2023 - Current | < 1 |
| Bmo Bank Na | Fresno, CA | May 2018 - Current | 6 |
| Bancwest Investment Services, Inc. | Fresno, CA | May 2018 - Jul 2023 | 5 |
| Bank Of The West | Fresno, CA | Apr 2009 - May 2018 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Dec 2018 |
- CA
-
Total Assets Under Management463,475MILLIONS
-
Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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