Barbara Dugan (CRD# 5492471) is an Investment Advisor Representative working at Farther in Tiburon, CA and has over 12 years of experience in the finance industry.
CRD# 1245314
Wealth & Tax Planners LLC
CRD# 2178797
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 6435798
Ameritas Advisory Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Farther Finance Advisors | Tiburon, CA | Feb 2024 - Current | < 1 |
| Barbara Dugan Yoga And Wellness | Playa Vista, CA | Jan 2000 - Current | 24 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mill Valley, CA | Jan 2020 - Feb 2024 | 4 |
| Alpha Cubed Investments | Irvine, CA | Aug 2017 - Dec 2019 | 2 |
| J.p. Morgan Securities LLC | Los Angeles, CA | Apr 2014 - Aug 2017 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Feb 2012 |
| S63 | Uniform Securities State Law Examination | Jan 2020 |
- CA
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Total Assets Under Management2,182MILLIONS
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Total Number of Accounts5,112ACCOUNTS
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Average Account Value$426,804
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Publication of periodicals or newsletters
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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