Spencer Hawkins (CRD# 4281861) is an Investment Advisor Representative working at Spencer Hawkins Investment Adviser, LLC in Upper Arlington, OH and has over 22 years of experience in the finance industry. Spencer Hawkins has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6112873
Trinity Financial Advisors LLC
CRD# 5590975
Concordia Wealth Planning, LLC
CRD# 706698
Independent Financial Partners
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Spencer Hawkins Investment Adviser, LLC | Upper Arlington, OH | Sep 2018 - Current | 5 |
| Protected World Insurance Agency, LLC | Upper Arlington, OH | Feb 2015 - Current | 9 |
| Southeast Investments, N.c. Inc. | Charlotte, NC | Mar 2014 - Aug 2018 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Aug 2001 |
- OH
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Total Assets Under Management3MILLIONS
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Total Number of Accounts15ACCOUNTS
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Average Account Value$185,302
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
OH
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