Thomas Drake, financial advisor Windsor CA

Thomas Drake

CRD Number: 3154324
Current Firm: Integritas Semper, LLC

Thomas Drake (CRD# 3154324) is an Investment Advisor Representative working at Integritas Semper, LLC in Windsor, CA and has over 25 years of experience in the finance industry.

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Company Name Location Dates Years
Thomas Drake Windsor, CA Feb 2010 - Current 14
Integritas Semper, LLC Windsor, CA Feb 2010 - Current 14
Grove Point Investments, LLC Rockville, MD Jun 2007 - Current 17
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1999
S66 NASAA Uniform Combined State Law Examination Aug 2001
Contact Info for Thomas A. Drake
Phone Number: 707-322-2311
Registered State(s):
  • CA
Current Firm Details
Integritas Semper, LLC
Firm's CRD Number: 152008
By the Numbers
  • Total Assets Under Management
    1
    MILLIONS
  • Total Number of Accounts
    51
    ACCOUNTS
  • Average Account Value
    $27,294
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

CA

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