Laura Simon (CRD# 1766631) is an Investment Advisor Representative working at Capital Trust And Associates LLC in Woodbridge, CT and has over 27 years of experience in the finance industry.
CRD# 3063448
Northwestern Mutual Investment Services,llc
CRD# 4584723
Lpl Financial LLC
CRD# 4872756
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 1997 |
| S65 | NASAA Investment Advisors Law Examination | Oct 2012 |
- CT
-
Total Assets Under Management13MILLIONS
-
Total Number of Accounts70ACCOUNTS
-
Average Account Value$179,446
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
CT
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