Sean Thompson (CRD# 7623797) is an Investment Advisor Representative working at Prime Capital Investment Advisors, LLC in Charleston, SC and has 1 year of experience in the finance industry.
CRD# 4933448
Truist Advisory Services, Inc.
CRD# 5938137
Lpl Financial LLC
CRD# 5935833
State Farm Investment Management Corp.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Prime Capital Investment Advisors, LLC | Overland Park, KS | Nov 2023 - Current | < 1 |
| Prime Capital Investment Advisors, LLC | Overland Park, KS | Sep 2023 - Current | < 1 |
| Private Client Services | Overland Park, KS | Sep 2023 - Jan 2024 | < 1 |
| Fidelity Investments | Merrimack, NH | Jun 2021 - Sep 2023 | 2 |
| Umass Amherst | Amherst, MA | Sep 2019 - May 2021 | 1 |
| Cantella N Co | Malden, MA | May 2020 - Aug 2020 | < 1 |
| Avalonbay Communities | Marlborough, MA | May 2018 - Sep 2019 | 1 |
| University Of South Carolina | Columbia, SC | Sep 2017 - Jan 2019 | 1 |
| Rafferty Wholesale | Sterling, MA | May 2017 - Sep 2017 | < 1 |
| Grafton Public Schools | Grafton, MA | Sep 2015 - Apr 2017 | 1 |
| Grafton Public Schools | Grafton, MA | May 2015 - Sep 2015 | < 1 |
| Grafton Public Schools | Grafton, MA | Aug 2012 - May 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2023 |
| S65 | NASAA Investment Advisors Law Examination | Nov 2023 |
- SC
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Total Assets Under Management24,363MILLIONS
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Total Number of Accounts30,635ACCOUNTS
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Average Account Value$795,263
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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