Stephen Norris (CRD# 5797811) is an Investment Advisor Representative working at Park Avenue Securities LLC in Hunt Valley, MD and has over 12 years of experience in the finance industry. Stephen Norris has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1582180
Thrivent Investment Management Inc.
CRD# 2436101
Abel Financial Management Company
CRD# 2763082
Mml Investors Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Guardian Life Insurance Company | Edgewater, MD | Jun 2024 - Current | < 1 |
| Park Avenue Securities | Edgewater, MD | Jun 2024 - Current | < 1 |
| Guardian Life Insurance | Hunt Valley, MD | Jul 2019 - Current | 5 |
| Park Avenue Securities | Hunt Valley, MD | Jul 2019 - Current | 5 |
| Financial Fitness | Towson, MD | Feb 2011 - Current | 13 |
| Park Avenue Securities | Towson, MD | Jul 2011 - Jul 2019 | 8 |
| Guardian Life Insurance Company | Towson, MD | Jun 2011 - Jul 2019 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Sep 2011 |
- AZ
- CA
- CO
- CT
- DE
- DC
- FL
- GA
- IL
- ME
- MD
- MA
- MS
- MO
- MT
- NE
- NH
- NJ
- NY
- NC
- OH
- OR
- PA
- RI
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Total Assets Under Management11,882MILLIONS
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Total Number of Accounts62,811ACCOUNTS
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Average Account Value$189,164
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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