Shelley Moncrief (CRD# 1864230) is an Investment Advisor Representative working at Lpl Financial LLC in Lafayette, LA and has over 34 years of experience in the finance industry. Shelley Moncrief has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 3180794
Vermilion Asset Management, LLC
CRD# 5252838
Avantax Advisory Services
CRD# 6492477
Avantax Advisory Services
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial, LLC | Lafayette, LA | Jan 2015 - Current | 9 |
| Capital One Sharebuilder, Inc. | Abbeville, LA | Jan 2015 - Jan 2015 | < 1 |
| Sharebuilder 401k | Seattle, WA | Jan 2015 - Jan 2015 | < 1 |
| Capital One Investment Services Corporation | Abbeville, LA | May 2008 - Jan 2015 | 6 |
| Capital One Investments, LLC | New Orleans, LA | Feb 1991 - Jan 2015 | 23 |
| Capital One, N.a. | Lafayette, LA | Feb 1991 - Jan 2015 | 23 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1989 |
- LA
- TX
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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