Jose Cortez (CRD# 7394795) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Rogers, AR and has 1 year of experience in the finance industry.
CRD# 2462003
Lpl Financial LLC
CRD# 6210169
Arvest Wealth Management
CRD# 4133460
Stephens
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rogers, AR | Apr 2023 - Current | 1 |
| Bank Of America, N.a. | Rogers, AR | Apr 2023 - Current | 1 |
| Simmons Bank | Springdale, AR | Jan 2022 - Apr 2023 | 1 |
| Lpl Financial LLC | Springdale, AR | Jan 2022 - Apr 2023 | 1 |
| Northwest Arkansas Community College | Bentonville, AR | Jan 2020 - Dec 2022 | 2 |
| Arvest Wealth Management | Lowell, AR | Jun 2021 - Nov 2021 | < 1 |
| Arvest Bank | Lowell, AR | Jun 2021 - Nov 2021 | < 1 |
| Regions Bank | Rogers, AR | Oct 2020 - May 2021 | < 1 |
| Arvest Bank | Rogers, AR | Sep 2019 - Oct 2020 | 1 |
| Mclarty Daniel Nissan | Bentonville, AR | Jun 2019 - Aug 2019 | < 1 |
| Walmart | Rogers, AR | Jul 2018 - Jun 2019 | < 1 |
| Rogers High School | Rogers, AR | Aug 2015 - May 2019 | 3 |
| Walmart | Rogers, AR | Sep 2017 - Nov 2017 | < 1 |
| Braums | Rogers, AR | Jan 2016 - Apr 2017 | 1 |
| Birch Kirksey Middle School | Rogers, AR | Aug 2012 - Aug 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2022 |
| S65 | NASAA Investment Advisors Law Examination | Feb 2023 |
- AR
- TX
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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