Alejandro Ochoa (CRD# 4680212) is an Investment Advisor Representative working at Independent Advisor Alliance, LLC in Santa Barbara, CA and has over 20 years of experience in the finance industry.
CRD# 4850609
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4570280
Mission Wealth Management, LP
CRD# 4734751
Planmember Securities Corporation
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Independent Advisor Alliance, LLC | Santa Barbara, CA | Nov 2018 - Current | 5 |
| Lpl Finanacial LLC | Santa Barbara, CA | Aug 2016 - Current | 7 |
| Independent Financial Partners | Glendale, CA | Aug 2016 - Nov 2018 | 2 |
| American Express Financial Advisors | Long Beach, CA | Jul 2003 - Jul 2016 | 13 |
| Ids Life Insurance Company | Long Beach, CA | Jul 2003 - Jul 2016 | 13 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 2003 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management12,827MILLIONS
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Total Number of Accounts52,309ACCOUNTS
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Average Account Value$245,214
- A percentage of assets under your management
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