Sean Dempsey (CRD# 7390496) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Scranton, PA and has 1 year of experience in the finance industry.
CRD# 1667988
Trustmont Advisory Group, Inc.
CRD# 1620029
Blackridge Asset Management, LLC
CRD# 1040390
Lpl Financial LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Bank Of America, N.a. | Broomall, PA | Nov 2022 - Current | 1 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Broomall, PA | Jul 2022 - Current | 2 |
Elmhurst Country Club | Moscow, PA | Mar 2016 - Jun 2022 | 6 |
Bank Of America Merrill Lynch | Philadelphia, PA | Jun 2021 - Aug 2021 | < 1 |
Wayne Bank | Scranton, PA | Jun 2019 - Jan 2020 | < 1 |
The Factory | Dickson City, PA | Feb 2017 - May 2017 | < 1 |
Dunmore School District | Dunmore, PA | Sep 2012 - Feb 2016 | 3 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Nov 2022 |
- PA
- TX
-
Total Assets Under Management1,271,594MILLIONS
-
Total Number of Accounts2,911,578ACCOUNTS
-
Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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