Principal Securities, Inc.

Principal Securities, Inc. (CRD# 1137) is a financial advisory firm headquartered in Des Moines, IA. They manage $12,105,712,948 in 54,844 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    12,106
    MILLION
  • Total Number of Accounts
    54,844
    ACCOUNTS
  • Average Account Value
    $220,730
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Financial Advisors at Principal Securities, Inc.
Showing 31 - 40 of 1,194 top financial advisors.
31
Shannon L. Barrionuevo
CRD#: 4274602
Lake Placid, FL

Shannon Barrionuevo (CRD# 4274602) is an Investment Advisor Representative working at Principal Securities, Inc. in Lake Placid, FL and has over 17 years of experience in the finance industry.

32
Leonard E. Barwick
CRD#: 2128875
Fallston, MD

Leonard Barwick (CRD# 2128875) is an Investment Advisor Representative working at Principal Securities, Inc. in Fallston, MD and has over 21 years of experience in the finance industry.

33
William E. Bates
CRD#: 811487
Pittsburgh, PA

William Bates (CRD# 811487) is an Investment Advisor Representative working at Principal Securities, Inc. in Pittsburgh, PA and has over 28 years of experience in the finance industry.

34
Joseph D. Bauer
CRD#: 6873632
Surprise, AZ

Joseph Bauer (CRD# 6873632) is an Investment Advisor Representative working at Principal Securities, Inc. in Surprise, AZ and has over 6 years of experience in the finance industry.

35
Kristina M. Baumann
CRD#: 5405922
4141 Parklake Ave, Ste 400, Raleigh, NC 27612

Kristina Baumann (CRD# 5405922) is an Investment Advisor Representative working at Principal Securities, Inc. in Raleigh, NC and has over 12 years of experience in the finance industry.

36
Sandra K. Bawolek
CRD#: 4909642
10361 W Innovation Dr, Ste 300, Wauwatosa, WI 53226

Sandra Bawolek (CRD# 4909642) is an Investment Advisor Representative working at Principal Securities, Inc. in Wauwatosa, WI and has over 8 years of experience in the finance industry.

37
Scott M. Baxter
CRD#: 2439896
5207 Competition Dr, Bettendorf, IA 52722

Scott Baxter (CRD# 2439896) is an Investment Advisor Representative working at Principal Securities, Inc. in Bettendorf, IA and has over 30 years of experience in the finance industry.

38
Joanna S. Beachly
CRD#: 6199450
201 N Main St Ste 2201e, Farmville, VA 23901

Joanna Beachly (CRD# 6199450) is an Investment Advisor Representative working at Principal Securities, Inc. in Farmville, VA and has over 10 years of experience in the finance industry.

39
Tanner Beavers
CRD#: 5795152
711 High St, Des Moines, IA 50392

Tanner Beavers (CRD# 5795152) is an Investment Advisor Representative working at Principal Securities, Inc. in Des Moines, IA and has over 12 years of experience in the finance industry.

40
Robert J. Beck
CRD#: 1395076
350 Lakemont Park Blvd, Ste 3, Altoona, PA 16602

Robert Beck (CRD# 1395076) is an Investment Advisor Representative working at Principal Securities, Inc. in Altoona, PA and has over 31 years of experience in the finance industry.

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